SFC Licences of YAU Yuet Fong 丘月芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 19 July 2022 | 31 December 2022 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 19 July 2022 | |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 19 July 2022 | |
| Winton Capital Asia Limited 元盛資產管理有限公司 | RE | 9 | 03 December 2012 | 17 April 2014 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 07 June 2010 | 06 August 2011 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 07 June 2010 | 06 August 2011 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 07 June 2010 | 06 August 2011 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 01 June 2006 | 03 January 2007 |