SFC Licences of LIU Chung Kuang 劉中光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Transpac Capital Limited 匯亞資金管理有限公司
RE 4, 9 11 November 2019 29 January 2020
GOHO International Asset Management Limited 國厚國際資產管理有限公司
RO 4, 9 28 January 2019 02 October 2019
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司
RO 4, 9 15 January 2016 16 June 2017
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司
RE 4, 9 29 September 2015 15 January 2016
WGC Investment Services Limited
RO 4 26 March 2014 31 August 2015
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司
RO 1, 4 31 October 2011 18 June 2012
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司
RE 9 27 June 2011 18 June 2012
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司
RE 1, 4 27 June 2011 31 October 2011
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4 23 June 2008 25 June 2010
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 9 12 June 2008 25 June 2010
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4 29 May 2008 23 June 2008
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司
RE 1, 4 31 March 2006 22 September 2007