SFC Licences of HOARE Todd John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 01 March 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 26 August 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 26 March 2007 | 01 March 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 March 2007 | 01 March 2011 |
| UBS Securities Asia Limited | RE | 1 | 31 March 2006 | 23 February 2007 |