SFC Licences of YUEN Ka Chi 阮家志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 02 June 2021 04 April 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 02 June 2021 04 April 2022
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 31 March 2021 14 May 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 09 April 2020 31 January 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 09 April 2020 31 January 2021
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 2 18 December 2019 06 January 2020
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 1 18 December 2019 06 January 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 2 06 March 2017 02 December 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 06 March 2017 02 December 2019
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 September 2014 01 July 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 September 2014 01 July 2016
China Tonghai Securities Limited 中國通海證券有限公司 RE 2 14 June 2011 09 September 2014
China Tonghai Securities Limited 中國通海證券有限公司 RE 1 14 June 2011 09 September 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 January 2007 07 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 January 2007 07 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 18 March 2009 30 June 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 27 March 2006 01 December 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 27 March 2006 01 December 2006