SFC Licences of TU Fen-Tzu 杜芬姿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 15 May 2012 | |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 11 May 2006 | 01 April 2012 |