SFC Licences of LIU Yun Sum 廖潤森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 25 May 2006 24 January 2007
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 31 March 2006 24 January 2007