SFC Licences of LIAO Sophia Tzu-ting 廖姿婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 11 March 2014 | 25 April 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 August 2006 | 23 March 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 August 2006 | 23 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 April 2006 | 21 June 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 April 2006 | 21 June 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 April 2006 | 21 June 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 03 April 2006 | 21 June 2006 |
| Merrill Lynch Far East Limited | RE | 4 | 03 April 2006 | 21 June 2006 |
| Merrill Lynch Far East Limited | RE | 6 | 03 April 2006 | 21 June 2006 |