SFC Licences of LI Mingjiang 李明江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 4 | 05 November 2012 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RO | 4 | 28 June 2012 | 31 October 2012 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 08 September 2010 | 31 October 2012 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 05 July 2010 | 28 June 2012 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 11 May 2006 | 30 June 2010 |