SFC Licences of LAM Ching Fai 林澄暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 16 June 2014 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 16 June 2014 12 February 2017
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RE 4 30 April 2014 23 May 2014
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RE 1 30 April 2014 23 May 2014
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 04 September 2012 14 March 2014
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 18 January 2012 14 March 2014
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 23 June 2010 19 December 2011
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 23 June 2010 19 December 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 31 March 2006 19 April 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 31 March 2006 19 April 2007