SFC Licences of LAU Tat Shing 劉達誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OLP Capital Management Limited 海粼資本管理有限公司 RO 9 23 December 2021
MCI Advisory Limited RO 9 05 May 2017 01 December 2021
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 12 January 2015 28 April 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 19 November 2014 28 April 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 03 July 2014 02 October 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 03 July 2014 02 October 2014
Prime Capital Management Company Limited 湧金資產管理有限公司 RE 9 28 March 2012 03 May 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 31 May 2011 17 March 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 31 May 2011 17 March 2012
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 13 January 2010 21 May 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 15 June 2007 21 May 2011
Chief Securities Limited 致富證券有限公司 RE 1 30 March 2006 12 May 2007