SFC Licences of LOK Sing To 駱星道
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 26 May 2009 | 25 July 2009 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 08 April 2009 | 25 July 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 08 April 2009 | 25 July 2009 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 04 November 2006 | 09 March 2007 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 06 April 2006 | 22 June 2006 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 April 2006 | 22 June 2006 |