SFC Licences of LAU Yuk Kuen 劉玉娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 April 2006 | 13 April 2010 |
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 06 April 2006 | 13 April 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 April 2006 | 31 July 2008 |