SFC Licences of LAU Yuk Kuen 劉玉娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 06 April 2006 13 April 2010
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 06 April 2006 13 April 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 06 April 2006 31 July 2008