SFC Licences of HO Yin Shan, Cookie 何燕珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 21 December 2020 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 12 January 2018 | 29 June 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 12 January 2018 | 29 June 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 14 August 2017 | 29 June 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 14 August 2017 | 29 June 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 22 September 2014 | 01 October 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 22 September 2014 | 01 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 April 2006 | 31 August 2013 |