SFC Licences of WONG Ki Ling 王琦凌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 4 | 07 June 2017 | 11 April 2018 |
LGT Investment Management (Asia) Limited | RE | 1 | 07 June 2017 | 11 April 2018 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 15 June 2012 | 27 July 2013 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 15 June 2012 | 27 July 2013 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 15 June 2012 | 27 July 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 May 2006 | 01 May 2010 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 11 May 2006 | 12 April 2010 |