SFC Licences of JIANG Xiaotian 姜晓天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 4 | 28 September 2023 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 28 September 2023 | |
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 | RE | 9 | 16 May 2017 | 01 February 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 18 July 2016 | 01 February 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 18 May 2006 | 18 July 2016 |