SFC Licences of KENNEDY Stephen Paca
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ANZ Securities (HK) Limited 澳新證券(香港)有限公司 | RO | 1 | 19 November 2012 | 08 November 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 07 April 2006 | 12 January 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 07 April 2006 | 12 January 2011 |