SFC Licences of HON Kit Ming 韓傑明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 23 October 2006 | 18 February 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 23 October 2006 | 18 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 April 2006 | 08 August 2006 |
Merrill Lynch Far East Limited | RE | 6 | 10 April 2006 | 08 August 2006 |
Merrill Lynch Far East Limited | RE | 4 | 10 April 2006 | 08 August 2006 |
Merrill Lynch Far East Limited | RE | 1 | 10 April 2006 | 08 August 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 April 2006 | 08 August 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 April 2006 | 08 August 2006 |