SFC Licences of HON Kit Ming 韓傑明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 23 October 2006 18 February 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 23 October 2006 18 February 2008
Merrill Lynch (Asia Pacific) Limited RE 4 10 April 2006 08 August 2006
Merrill Lynch Far East Limited RE 6 10 April 2006 08 August 2006
Merrill Lynch Far East Limited RE 4 10 April 2006 08 August 2006
Merrill Lynch Far East Limited RE 1 10 April 2006 08 August 2006
Merrill Lynch (Asia Pacific) Limited RE 6 10 April 2006 08 August 2006
Merrill Lynch (Asia Pacific) Limited RE 1 10 April 2006 08 August 2006