SFC Licences of GUPTA Lalita

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 April 2007 28 November 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 October 2006 23 October 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 April 2006 18 April 2006