SFC Licences of HO Hung Chi 何鴻智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 4 11 August 2011 08 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 03 May 2011 27 July 2011
UBS Securities Asia Limited RE 4 24 March 2009 14 July 2010
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 10 June 2008 06 March 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 11 April 2006 16 April 2008