SFC Licences of HO Hung Chi 何鴻智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 11 August 2011 | 08 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 03 May 2011 | 27 July 2011 |
UBS Securities Asia Limited | RE | 4 | 24 March 2009 | 14 July 2010 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 10 June 2008 | 06 March 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 April 2006 | 16 April 2008 |