SFC Licences of MAGPAYO Karisa Garcia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 August 2014 | |
UBS Securities Asia Limited | RE | 4 | 18 April 2006 | 18 November 2009 |