SFC Licences of NERUDA Keith Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Technologies Limited | RO | 4 | 17 November 2011 | 31 December 2012 |
Aletheia Technologies Limited | RE | 4 | 17 October 2011 | 17 November 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 16 December 2010 | 31 May 2011 |
UBS Securities Asia Limited | RE | 4 | 26 April 2006 | 03 July 2008 |