SFC Licences of NOCOM Philip Colbert Lim
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital International, Inc. | RE | 9 | 02 July 2014 | |
| Capital Research Company | RE | 9 | 23 July 2010 | 02 July 2014 |
| UBS Securities Asia Limited | RE | 4 | 26 April 2006 | 14 June 2010 |