SFC Licences of HU Yifan 胡一帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 08 August 2011 | 12 May 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 05 January 2009 | 16 June 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 24 November 2008 | 05 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 April 2006 | 23 May 2007 |