SFC Licences of HU Tianzong Angela 胡天縱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 August 2017 | 18 March 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 August 2017 | 18 March 2022 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 February 2012 | 31 May 2017 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 February 2012 | 31 May 2017 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 February 2012 | 31 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 April 2006 | 26 March 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 April 2006 | 26 March 2008 |
Merrill Lynch Far East Limited | RE | 6 | 21 April 2006 | 26 March 2008 |
Merrill Lynch Far East Limited | RE | 4 | 21 April 2006 | 26 March 2008 |
Merrill Lynch Far East Limited | RE | 1 | 21 April 2006 | 26 March 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 21 April 2006 | 26 March 2008 |