SFC Licences of HU Tianzong Angela 胡天縱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 14 August 2017 18 March 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 14 August 2017 18 March 2022
J.P. Morgan Securities (Far East) Limited RE 6 03 February 2012 31 May 2017
J.P. Morgan Securities (Far East) Limited RE 4 03 February 2012 31 May 2017
J.P. Morgan Securities (Far East) Limited RE 1 03 February 2012 31 May 2017
Merrill Lynch (Asia Pacific) Limited RE 4 21 April 2006 26 March 2008
Merrill Lynch (Asia Pacific) Limited RE 1 21 April 2006 26 March 2008
Merrill Lynch Far East Limited RE 6 21 April 2006 26 March 2008
Merrill Lynch Far East Limited RE 4 21 April 2006 26 March 2008
Merrill Lynch Far East Limited RE 1 21 April 2006 26 March 2008
Merrill Lynch (Asia Pacific) Limited RE 6 21 April 2006 26 March 2008