SFC Licences of HO Ka Hang 何嘉恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 28 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 28 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 28 November 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 21 October 2020 03 May 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 October 2020 03 May 2022
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 27 May 2016 14 July 2018
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 29 July 2014 31 December 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 22 April 2014 31 December 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 22 April 2014 31 December 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 07 October 2011 06 April 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 07 October 2011 06 April 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 03 July 2006 27 April 2011
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 03 July 2006 27 April 2011
HSBC Broking (China) Limited 滙豐金融(中國)有限公司 RE 1 30 June 2006 27 April 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 30 June 2006 27 April 2011
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 30 June 2006 27 April 2011
East Asia Securities Company Limited 東亞證券有限公司 RE 1 19 April 2006 13 June 2006