SFC Licences of KAWAKITA Tadakatsu 川北忠勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 01 February 2013 | 27 January 2014 |
| Vantage Capital Markets HK Limited | RE | 1 | 01 February 2013 | 27 January 2014 |
| Vantage Capital Markets HK Limited | RO | 2 | 02 February 2012 | 01 February 2013 |
| Vantage Capital Markets HK Limited | RO | 1 | 02 February 2012 | 01 February 2013 |
| Vantage Capital Markets HK Limited | RE | 2 | 27 October 2011 | 02 February 2012 |
| Vantage Capital Markets HK Limited | RE | 1 | 27 October 2011 | 02 February 2012 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 23 September 2009 | 06 May 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 23 September 2009 | 06 May 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 23 September 2009 | 06 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2006 | 26 April 2006 |