SFC Licences of TSANG Sui Wing 曾瑞榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zero2IPO Securities Limited 清科證券有限公司 RO 1 17 October 2022 05 May 2023
Zero2IPO Securities Limited 清科證券有限公司 RE 1 22 September 2022 17 October 2022
SDHG International Securities Limited 山高國際證券有限公司 RO 1 16 September 2019 05 February 2021
SDHG International Securities Limited 山高國際證券有限公司 RE 1 08 August 2019 16 September 2019
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RO 2 03 January 2019 03 May 2019
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RE 2 10 April 2018 03 January 2019
China CIFCO Securities Co., Limited 中國中期證券有限公司 RO 4 02 February 2018 03 May 2019
China CIFCO Securities Co., Limited 中國中期證券有限公司 RO 1 02 February 2018 03 May 2019
Vantage New Generation Securities Limited 新世代證券有限公司 RO 4 08 August 2017 19 January 2018
Vantage New Generation Securities Limited 新世代證券有限公司 RO 1 08 August 2017 19 January 2018
Vantage New Generation Securities Limited 新世代證券有限公司 RE 4 31 July 2017 08 August 2017
Vantage New Generation Securities Limited 新世代證券有限公司 RE 1 31 July 2017 08 August 2017
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 25 July 2012 20 September 2014
Wing Fung Securities Limited 永豐證券有限公司 RE 1 25 July 2012 20 September 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 2 15 October 2009 03 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 15 October 2009 03 September 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 September 2009 22 September 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 September 2009 22 September 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 03 September 2007 23 August 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 25 July 2007 23 August 2009
East Asia Securities Company Limited 東亞證券有限公司 RE 1 19 April 2006 26 May 2007