SFC Licences of LUI Kwan Ho 呂君皓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 14 March 2022
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 1 14 March 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 6 30 July 2020
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 6 30 July 2020
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 14 November 2019 30 July 2020
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 14 November 2019 30 July 2020
VBG Capital Limited 建泉融資有限公司 RO 6 22 May 2019 17 September 2019
VBG Capital Limited 建泉融資有限公司 RE 6 23 September 2016 22 May 2019
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 07 June 2012 16 April 2015
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 07 June 2012 16 April 2015
BaoQiao Partners Capital Limited 寶橋融資有限公司 RE 6 30 June 2010 28 May 2012
BaoQiao Partners Capital Limited 寶橋融資有限公司 RE 1 30 June 2010 28 May 2012
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 19 December 2007 17 October 2008
Joy Silver Limited 喜銀有限公司 RE 6 08 December 2006 06 November 2007
Emperor Corporate Finance Limited 英皇企業融資有限公司 RE 6 07 June 2006 23 October 2006
Emperor Corporate Finance Limited 英皇企業融資有限公司 RE 4 07 June 2006 23 October 2006