SFC Licences of NEMA Naoshi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 4 | 02 March 2016 | 31 March 2018 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 26 August 2015 | 02 March 2016 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 12 November 2012 | 31 March 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 March 2010 | 31 October 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 March 2007 | 01 April 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2006 | 26 April 2006 |