SFC Licences of HO Pui Yee, Emily 何佩怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RE | 4 | 22 May 2023 | |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 22 April 2015 | 13 August 2018 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 21 September 2012 | 13 August 2018 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 12 July 2007 | 23 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 July 2007 | 23 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 July 2007 | 23 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 July 2007 | 23 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 18 April 2006 | 15 September 2006 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 18 April 2006 | 15 September 2006 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 18 April 2006 | 15 September 2006 |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 18 April 2006 | 15 September 2006 |