SFC Licences of NG Sau Ching 吳秀清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 12 March 2015 | 01 May 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 March 2015 | 01 May 2015 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 29 July 2013 | 01 May 2015 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 29 July 2013 | 01 May 2015 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 26 May 2006 | 17 October 2013 |