SFC Licences of TAI Ka Yee 戴嘉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HT Capital Management Limited | RE | 9 | 07 July 2014 | 29 August 2014 |
Cube Capital HK Limited | RE | 9 | 20 May 2009 | 30 June 2014 |
Temujin Global Asset Management Limited 泰潤環球資產管理有限公司 | RE | 9 | 02 October 2008 | 08 January 2009 |
Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 | RE | 9 | 18 October 2007 | 31 August 2008 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 30 May 2007 | 09 June 2007 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 May 2007 | 09 June 2007 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 24 April 2006 | 18 May 2006 |