SFC Licences of YAO Kenneth 姚根霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 07 March 2016 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 07 March 2016 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 07 March 2016 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 March 2016 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 19 December 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 24 April 2006 | 29 September 2008 |