SFC Licences of CAO Qi 操琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	03 May 2022	27 June 2023
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	12 January 2022	27 June 2023
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	12 January 2022	03 May 2022
Mason Global Capital Limited 茂宸環球資本有限公司	RO	6	10 June 2021	08 December 2021
Mason Global Capital Limited 茂宸環球資本有限公司	RE	6	20 May 2021	10 June 2021
Haitong International Capital Limited 海通國際資本有限公司	RE	6	14 November 2018	29 January 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	14 November 2018	29 January 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	14 November 2018	29 January 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	6	29 May 2015	16 October 2018
CCB International Capital Limited 建銀國際金融有限公司	RE	4	29 May 2015	16 October 2018
CCB International Capital Limited 建銀國際金融有限公司	RE	1	29 May 2015	16 October 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	6	28 May 2013	26 February 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	28 May 2013	26 February 2015
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	08 October 2008	22 May 2010
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	08 October 2008	22 May 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	24 April 2006	19 June 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	24 April 2006	19 June 2008