SFC Licences of FOK Ka Leung 霍家亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VMS Securities Limited 鼎珮證券有限公司 | RO | 1 | 13 January 2022 | |
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 01 September 2021 | 13 January 2022 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 22 August 2021 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 22 August 2021 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 20 June 2016 | 12 February 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 20 June 2016 | 12 February 2017 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 20 March 2008 | 12 February 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 20 March 2008 | 12 February 2017 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 02 May 2007 | 04 March 2008 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 02 May 2007 | 04 March 2008 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 15 September 2006 | 19 April 2007 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 02 June 2006 | 19 April 2007 |