SFC Licences of TSOI Hei Man, Ivy 蔡曦旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 22 February 2007 | 21 November 2010 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 07 June 2006 | 04 September 2006 |