SFC Licences of LAU Yee Ki, Diane 劉綺琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 24 June 2011 | 05 September 2011 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 24 June 2011 | 05 September 2011 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 07 June 2006 | 01 November 2006 |