SFC Licences of LEE Hyun Woo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 RO 1 16 January 2020
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 22 February 2012 20 August 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 22 February 2012 20 August 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 22 February 2012 20 August 2012
Yorkville Advisors HK Limited RE 6 27 August 2010 15 October 2010
Yorkville Advisors HK Limited RE 4 07 May 2009 15 October 2010
Yorkville Advisors HK Limited RE 1 09 April 2009 15 October 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 April 2006 21 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 25 April 2006 21 November 2008