SFC Licences of PAU Ho Yin, Alexander 鮑灝賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RE	4	18 December 2020
BOCI Securities Limited 中銀國際證券有限公司	RE	3	07 January 2014	26 November 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	2	07 January 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	1	07 January 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	08 August 2013	23 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	03 June 2013	23 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	03 June 2013	23 December 2013
Sheng Yuan Securities Limited 盛源證券有限公司	RE	2	18 September 2012	11 May 2013
Sheng Yuan Securities Limited 盛源證券有限公司	RE	1	20 January 2011	11 May 2013
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	26 April 2010	01 January 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	29 March 2010	01 January 2011
Emperor Wealth Management Limited 英皇財富管理有限公司	RE	1	13 November 2009	22 March 2010
Emperor Futures Limited 英皇期貨有限公司	RE	2	28 September 2009	22 March 2010
Emperor Securities Limited 英皇證券有限公司	RE	1	05 June 2009	22 March 2010
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	08 June 2006	26 October 2007