SFC Licences of POON King Tou, Ronald 潘敬濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Fintech Investment Group Limited	RO	9	26 May 2022
Fintech Investment Group Limited	RO	4	26 May 2022
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	9	23 February 2021	08 January 2022
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RO	4	23 February 2021	08 January 2022
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RE	1	03 February 2021	08 January 2022
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RE	9	29 January 2021	23 February 2021
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RE	4	29 January 2021	23 February 2021
Altive Limited	RE	9	27 August 2020	13 November 2020
Altive Limited	RE	4	27 August 2020	13 November 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	9	02 December 2019	20 February 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	4	02 December 2019	20 February 2020
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司	RE	1	02 December 2019	20 February 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	9	19 February 2019	18 October 2019
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	4	19 February 2019	18 October 2019
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	1	19 February 2019	18 October 2019
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	4	30 March 2011	28 March 2018
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	1	30 March 2011	28 March 2018
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	5	30 March 2011	24 August 2016
Morris Zender Fund Management Limited 富匯基金管理有限公司	RE	4	01 February 2007	21 February 2011
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	24 April 2006	08 December 2006