SFC Licences of WADHERA Karan Dharam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 17 June 2013 | 14 February 2015 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 17 June 2013 | 14 February 2015 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 17 June 2013 | 14 February 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 07 January 2010 | 16 June 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 January 2010 | 16 June 2013 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 23 October 2006 | 26 April 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 April 2006 | 26 April 2008 |