SFC Licences of HSIEH Hui-wen 謝惠雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Carret Private Capital Limited | RE | 9 | 28 December 2023 | |
Carret Private Capital Limited | RE | 4 | 03 May 2023 | |
Carret Private Capital Limited | RE | 1 | 03 May 2023 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 May 2006 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 May 2006 | 06 December 2010 |