SFC Licences of LEE Hou-Min 李厚民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 08 June 2016 | |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 11 January 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 April 2006 | 11 January 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 April 2006 | 08 September 2010 |