SFC Licences of TAN Zi Lin, Vera 陳姿霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMSC Partners Limited 和信資本有限公司 | RO | 9 | 03 August 2018 | 28 October 2021 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 15 November 2011 | 25 October 2014 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 15 November 2011 | 25 October 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 08 March 2011 | 25 October 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 08 March 2011 | 01 September 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 03 May 2010 | 16 December 2010 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 03 May 2010 | 16 December 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 May 2006 | 24 March 2009 |