SFC Licences of AKAIWA Sumiyuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 2 | 05 October 2007 | 17 April 2008 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 | RO | 2 | 02 February 2007 | 01 November 2007 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 4 | 26 July 2006 | 17 April 2008 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 26 July 2006 | 17 April 2008 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 6 | 26 May 2006 | 17 April 2008 |