SFC Licences of CHENG Chieh Chu 鄭捷之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 10 November 2020 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 10 November 2020 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 10 November 2020 | |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 February 2007 | 03 December 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 May 2006 | 03 December 2009 |