SFC Licences of XIONG Xiangdong 熊向東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Golden Mountain Asset Management Limited 金山金融資產管理有限公司	RO	9	06 July 2020
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	9	29 May 2019	28 June 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	4	29 May 2019	28 June 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	1	29 May 2019	28 June 2019
KCG Fund Management Limited 寶通基金管理有限公司	RE	9	29 May 2019	26 June 2019
KCG Fund Management Limited 寶通基金管理有限公司	RE	4	29 May 2019	26 June 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	6	23 March 2016	28 June 2019
KCG Fund Management Limited 寶通基金管理有限公司	RO	9	08 November 2010	29 May 2019
KCG Fund Management Limited 寶通基金管理有限公司	RO	4	08 November 2010	29 May 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RO	9	11 March 2010	29 May 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RO	4	11 March 2010	29 May 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RO	1	11 March 2010	29 May 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	9	23 June 2006	11 March 2010
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	1	23 June 2006	11 March 2010