SFC Licences of CHAN Yat Sing 陳日昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 30 June 2014 | 08 July 2015 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 30 June 2014 | 08 July 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 15 February 2013 | 10 May 2013 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 27 November 2012 | 10 May 2013 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 02 May 2006 | 26 November 2012 |