SFC licenceholder ANI744 CHOW Siu Hang 周兆恒

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO [1] (Dealing in Securities) 15 August 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 10 July 2018
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO [6] (Advising on Corporate Finance) 10 July 2018
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 10 May 2018 10 July 2018
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 10 May 2018 10 July 2018
Celestial Capital Limited 時富融資有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 03 February 2017 28 February 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 12 October 2016 05 December 2016
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [4] (Advising on Securities) 30 August 2016 05 December 2016
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 30 August 2016 12 October 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO [1] (Dealing in Securities) 07 September 2015 06 August 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO [6] (Advising on Corporate Finance) 07 March 2014 06 August 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE [1] (Dealing in Securities) 12 September 2011 07 September 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE [6] (Advising on Corporate Finance) 12 September 2011 07 March 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE [6] (Advising on Corporate Finance) 25 September 2007 05 August 2011
Haitong International Capital Limited 海通國際資本有限公司 RE [6] (Advising on Corporate Finance) 09 June 2006 21 August 2007