SFC Licences of CHUNG You Moon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 20 August 2007 22 October 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 20 August 2007 22 October 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 27 April 2006 03 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 27 April 2006 03 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 27 April 2006 03 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 27 April 2006 03 August 2007