SFC Licences of CHUNG You Moon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 August 2007 | 22 October 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 August 2007 | 22 October 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 27 April 2006 | 03 August 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 27 April 2006 | 03 August 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 27 April 2006 | 03 August 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 April 2006 | 03 August 2007 |